COURTS AND THE RULE OF LAW
MURRAY GLEESON*
The Rule of Law Series
Melbourne University, 7 November, 2001
As a principle of government, the rule of law,
like representative democracy, and the separation of
powers, has both formal and aspirational aspects. It has a certain minimum content; but the principle
is usually invoked in a manner that either assumes,
or explicitly asserts, more.
The definition of representative democracy given
by John Stuart Mill in the 19th century [1]
falls short of describing a system that would satisfy
the expectations of citizens in a liberal democracy
of the 21st century. We speak as though there are degrees of democracy,
and we make contestable claims about those degrees. Is compulsory voting more or less democratic
than optional voting?
Is a first-past-the-post electoral system more
or less democratic than a system of preferential voting?
The minimum formal content of representative
democracy may be generally accepted, but the extent
of the principle may be in dispute in a given society,
and its practical application varies with time and place.
The same can be said of the separation of powers. The nature and degree of separation varies,
even among societies that we regard as having comparable
systems of government. The idea of the rule of law has a formal essence,
but contestable claims are made about its substantive
content in different places or circumstances [2] .
My purpose is to examine some features of the
way in which the principle of the rule of law affects,
and influences the role of, the judicial branch of government
in Australia at the beginning of the 21st
century. For that purpose, it is unnecessary to consider
the difficult issues that may confront judges in a society
in transition, as from an undemocratic to a democratic
system, or vice-versa. But issues of that kind are not entirely foreign
to us. Our own
system of law and government has involved transitions.
They have been gradual, and peaceful, but substantial.
For example, the Supreme Court of New South Wales
was established in 1824, when the colony, which then
included the whole of the eastern part of mainland Australia,
was in a process of change from military to civilian
government. Chief Justice Forbes had to deal with Governors
who were accustomed to command, and who regarded a court
as something to be controlled.
In 1827, in a letter to the Under-Secretary of
State for the Colonies concerning the relationship between
the Supreme Court and the Governor, Forbes wrote:
"The notion of
control is inconsistent with the nature of a Supreme
Court …; the judicial office … stands uncontrolled and
independent, and bowing to no power but the supremacy
of law" [3] .
That assertion of
the rule of law was made by a colonial Chief Justice,
in a remote part of the British Empire, writing some
50 years before A. V. Dicey.
Again, the gradual changes that occurred, over
the 20th century, in Australia's relations
with the United Kingdom, and the development of nationhood,
presented issues about sovereignty and the source of
our basic law. Some
of those changes were considered recently by the High
Court in Sue v
Hill [4] .
As an idea about government, the essence of the
rule of law is that all authority is subject to, and
constrained by, law [5] . The opposing idea is of a state of affairs
in which the will of an individual, or a group, (such
as a Party), is the governing force in a society.
The contrasting concepts are legitimacy and arbitrariness [6] . The word "legitimacy" implies an
external legal rule or principle by reference to which
authority is constituted, identified, and controlled.
In Australian legal and political discourse,
a governing authority could not satisfy the requirements
of the rule of law merely by being able to point to
a fundamental law which empowered it to act in an arbitrary
manner. The issue is unlikely to be of practical concern,
because of our federal Constitution.
Even so, it is possible to construct a theoretical
example to raise the point.
The Parliament of the Commonwealth has power
to enact laws with respect to taxation. [7] Suppose legislation created an office of Tax
Collector, and decreed that every person who derived
income should pay to the Collector such percentage of
that income as the Collector, in his or her absolute
discretion, with uncontrolled power to discriminate,
might think fit. That
would be a tax. But would it be a law, within the meaning of
a Constitution which assumes the rule of law?
The contrast between rules of general application,
known in advance, and ad hoc decision-making, is a familiar
aspect of the concept of law.
F A Hayek, in Law,
Legislation and Liberty, wrote:
"The thesis of
this book is that a condition of liberty in which all
are allowed to use their knowledge for their purposes,
restrained only by rules of just conduct of universal
application, is likely to produce for them the best
conditions for achieving their aims; and that such a
system is likely to be achieved and maintained only
if all authority, including that of the majority of
the people, is limited in the exercise of coercive power
by general principles to which the community has committed
itself." [8]
The first two of the three aspects of the rule
of law identified by Dicey [9] ,
regularity as opposed to arbitrariness or unconfined
discretion, and equal subjection of all, the governors
as well as the governed, to law, also reflect a view
of the nature of law.
Judgments in the High Court of Australia contain
numerous assertions of practical conclusions said to
be required by the principle of the rule of law. They include the following:
. that there must be some minimum capacity
for judicial review of administrative action [10] ;
. that courts may not grant the executive
dispensation from the criminal law [11] ;
. that there must be separation between executive
and judicial functions [12] ;
. that judicial decisions are to be made
according to legal standards rather than undirected
considerations of fairness [13] ;
. that citizens have a right to a fair trial [14] ;
. that citizens have a right to privileged
communications with legal advisers [15] ;
. that the content of the law should be accessible
to the public [16] ;
. that access to the courts should be available
to citizens who seek to prevent the law from being ignored
or violated, subject to reasonable requirements as to
standing [17] ;
. that courts have a duty to exercise a jurisdiction
which is regularly invoked [18] ;
. that citizens are equal before the law [19] ;
and
. that the criminal law should operate uniformly
in circumstances which are not materially different [20] .
The rule of law is such a powerful rhetorical
weapon, both in legal and political argument, that care
is needed in its deployment. Nevertheless, the examples just given show the extent to which the
principle has been extended judicially beyond its minimum
content. One reason for this may be that the existence
of a written Constitution, which established a federal
system of government, has accustomed Australian courts,
and, in particular, the High Court, to the application
and interpretation of a basic law that defines and limits
all governmental power.
Dicey said that Federal government is weak government [21] . The essence of federalism is an agreed division,
and therefore limitation, of powers; legislative, executive,
and judicial. That
agreement is embodied in an instrument which is legally
anterior to, and which confines, all governmental authority.
Dicey associated Federalism not only with weakness
but also with judicial dominance.
He wrote:
"Federalism
… means legalism -
the predominance of the judiciary in the constitution
– the prevalence of a spirit of legality among the people." [22]
Those were not intended as words of commendation.
Justice Gummow pointed out in his Clarendon Law
Lectures that Dicey was a strong supporter of the Unionists
during the movement for Irish Home Rule, and "helped
give federalism a bad press in the United Kingdom for
over a century" [23] . He also pointed out that Dicey was writing
well before the New Deal, which might have cast a different
light on the supposed weakness of federalism.
Dicey had one other criticism to offer.
"Federalism", he wrote, "tends
to produce conservatism" [24] .
Judicial review
of legislative action
As Alfred Deakin told Parliament in 1902, in
the course of a debate about establishing the High Court,
the Australian colonies, like those of North America,
were accustomed to legislatures with limited powers,
and to judicial decision-making about the limits of
those powers [25] . When our Constitution was being framed, the
principle of judicial review, established in Marbury v Madison [26] and later
cases in the United States, was taken for granted [27] . Disputes between citizens and governments,
or between governments, about the meaning of the Constitution
frequently involve a claim that a legislative body has
acted in excess of power, or that an executive officer
has acted unlawfully, or that a court or tribunal has
acted beyond jurisdiction.
It is the province of the judicial branch of
government to determine the law, including the meaning
of the Constitution, and it has the ultimate power to
make a binding decision in such disputes [28] .
In one respect, the existence of a written Constitution
as the basic law of a federal democratic society has
a specific implication for the substantive content of
the rule of law. The
source of law-making authority is the Constitution,
and the law, including the common law as developed by
the courts, must conform to the Constitution. The Federal Parliament and the High Court both
owe their existence to the Constitution.
However law is made in Australia, it must be
consistent with the Constitution.
And so must any substantive principle said to
flow from the rule of law itself.
The Constitution has been said to assume the
rule of law. That was said in a case which provides a powerful example of the
rule of law, and judicial review of legislative action,
at work. The case is Australian Communist Party v Commonwealth [29] . During the Cold War, the Federal Parliament
enacted legislation dissolving the Australian Communist
Party and empowering the Executive Government to dissolve
other associations. The Federal Parliament has no power to make
laws on the subject of unincorporated associations;
that power rests with the States.
However, the Parliament has power to make laws
with respect to the naval and military defence of the
Commonwealth and the States; and the legislation contained
a preamble reciting the reasons why Parliament thought
this law was necessary for defence, even though Australia
was not at war. The
High Court was adamant that it was for the Court, and
not the Parliament, to decide whether the law bore the
character of a law with respect to the naval and military
defence of the Commonwealth.
Dixon J, after observing that the Constitution
was framed in accordance with "many traditional
conceptions", including the separation of powers,
and the rule of law, firmly rejected any argument that
"would have the effect of making the conclusion
of the legislature final and so the measure of the operation
of its own power" [30] . McTiernan J said that the preamble was "in
no way decisive of the question whether the Act is valid
or invalid, for that is a judicial question which only
the judicature has the power to decide finally and conclusively" [31] . Kitto J said that under a unitary system of
government the judgment of the legislature as to whether
the law was a law with respect to defence could not
be challenged but under a Federal system the central
legislature is equipped with limited powers only, and
the duty is cast upon the courts to determine whether
laws which that legislature thinks necessary for the
security of the country are within the scope of its
powers [32] .
In the reasoning of the majority, it is not easy
to discern what is referred to, by some jurists, as
deference. The
Court treated as irrelevant to its decision what was,
in effect, an explanation by the Parliament of the connection
between the law and a danger to national security.
Parliament could not be permitted to be the judge
of the extent of its own power. That would be inconsistent with the division
of powers in the Constitution, by which judicial power
(including the ultimate power to decide the meaning
of the Constitution) was assigned to the Court.
And it would be inconsistent with the rule of
law. Whether
a law was within power was for the Court to decide.
If a law were within power, then the question
whether there was a need for the law was entirely a
question for Parliament, and was no concern of the Court.
The Constitution marked out the territory for
each branch of government.
The only deference required of each was to keep
out of the other's territory.
That meant that judicial decisions were for the
Court; and political decisions were for Parliament. The Court did not engage in any dialogue with
the Parliament. It
held that the legislation was invalid and therefore
not part of the law. The final say was within the people of Australia.
They rejected a proposal for a constitutional
amendment. That
was not deferential dialogue [33] . That was due process of (constitutional) law.
There have been many similar examples, over the
century since Federation, of the High Court's insistence
upon its right, and constitutional responsibility, to
decide whether laws enacted by the Federal Parliament,
or State Parliaments, conform to the limitations upon
legislative power found in the Constitution. One of the most striking of these concerned
an attempt by the Parliament to establish what was undoubtedly
envisaged by the framers of the Constitution as an important
and influential agency of government, to be concerned
with regulating aspects of finance and trade of federal
significance. Section
101 of the Constitution provides:
"There
shall be an Inter-State Commission, with such powers
of adjudication and administration as the Parliament
deems necessary for the execution and maintenance, within
the Commonwealth, of the provisions of this Constitution
relating to trade and commerce, and of all laws made
thereunder."
This was intended to follow the precedents of
the Inter-State Commerce Commission created in the United
States in 1887, and the Commission constituted in England
by the Railway
and Canal Traffic Act 1888. The kind
of function contemplated for the Commission is indicated
by s 102, which empowers the Federal Parliament to make
laws forbidding unreasonable preference or discrimination
by States in relation to railways. Quick and Garran, writing in 1901 [34] ,
foresaw that, as an administrative body, the Commission
would supervise the execution and prevent the violation
of laws relating to inter-state and foreign commerce,
and in addition, that it would have wide powers of adjudication.
An Inter-State Commission was set up, pursuant
to the constitutional mandate, by an Act of 1912.
Part V of the Act purported to invest the Commission
with judicial power. The High Court, in the Wheat Case [35] , held that,
notwithstanding the explicit reference to "powers
of adjudication" in s 101, the Constitution was
framed on the fundamental principle of the separation
of powers, and that the judicial power of the Commonwealth
could be validly invested only under Ch III of the Constitution,
in a court there referred to.
The Constitution, in s 101, was said to have
provided only for an administrative and consultative
organ, with incidental quasi-judicial functions, of
the kind exercised by a Commissioner of Patents or a
Collector of Customs.
The decision had major implications for the principles
of the separation of powers and the rule of law.
Sir Owen Dixon's statement, in the Communist
Party Case, that the Constitution was framed in
accordance with traditional conceptions such as the
separation of powers and the rule of law, raises an
issue as to how those conceptions may be used to resolve
questions of constitutional interpretation.
As was noted earlier, the content of the conceptions
is a matter of contention. The same may be said of representative democracy.
Is it only the minimum content, or essence, that
can be used to inform a proper understanding of the
Constitution? To
what extent can contestable opinions about what the
rule of law entails in a liberal democracy of the 21st
century provide a legitimate basis for the interpretation
of an instrument of government?
Sir Owen Dixon was referring to conceptions that
he described as "traditional", by reference
to which the Constitution was framed. Traditional as those conceptions may be, they are far from precise.
To what extent is it consistent with the proper
function of a court interpreting the Constitution to
go beyond their essential, and generally agreed content,
as a guide to the meaning of that text?
This is a perennial problem, which may have significance
in relation to the powers of the Parliament concerning
judicial review of administrative action.
Judicial review
of administrative action
Judicial review of administrative action is a
familiar example of the application of the rule of law.
Whether, in a given case, its basis is constitutional,
as in an application for an order under s 75(v) of the
Constitution against an officer of the Commonwealth,
or statutory, as in proceedings under the Administrative
Decisions (Judicial Review) Act 1977 (Cth) or the
Migration Act 1958 (Cth), or the common law, as in an application
to a Supreme Court for a prerogative writ against a
lower court or administrator amenable to such a writ,
the essence of what is involved is to compel those invested
with governmental power to exercise such power according
to law. Where
what is in question is a decision of an administrative
tribunal, or a court of limited jurisdiction, in Australia
the distinction between jurisdictional and non-jurisdictional
error remains significant, although its practical content
may depend upon the nature of the decision-making body [36] .
Section 75(v), included in the Constitution to
ensure that Federal officials did not exceed their authority,
now operates as an important source of power in the
Federal judiciary, especially the High Court, to require
officers (including judicial officers) of the Commonwealth
to act within the law. Of course, it is for the Parliament, in the
exercise of its legislative power, to enact the law
to which such officers must conform, but the Parliament's
legislative power is limited by the Constitution itself.
The debate as to whether ultra vires is a complete
explanation of the basis of judicial review, the courts
measuring the conduct of the decision-maker against
the statute pursuant to which impugned action is taken,
construed in the light of established principles, or
whether the common law is a separate source of judicial
power, must in any event take account of the power of
Parliament (acting within the Constitution) to alter
the common law.
In the development of administrative law, the
focus was upon the powers and duties of administrators.
More recently, there has been a tendency to focus
upon the rights of citizens. This tendency is strongest in countries which,
unlike Australia, have formal Charters or Declarations
of Rights. Where declared rights are part of the law,
then they are part of the scheme to which administrators
must conform. Even in Australia, a rights-conscious community
is not slow to resort to litigation aimed at keeping
the executive within the law.
This brings me to the subject of privative causes.
A statutory provision that effectively limits
or excludes judicial review of administrative action
is as much a part of the law as a provision that empowers
administrative action.
But Parliament's capacity to empower administrative
action is fettered by the limits imposed by the Constitution
upon its powers. And, as the Constitution assumes the rule of
law, a question may arise as to the consequences of
that assumption in this context.
In Australia, privative clauses were originally
used by parliaments most commonly in the field of industrial
law, for the purpose of confining the capacity of the
ordinary courts to interfere in the decision-making
of specialist industrial tribunals.
Much of the learning on the subject developed
in that area. More
recently, immigration law has been the growth area for
litigation seeking to challenge administrative decisions,
and for parliamentary response in the form of limitations
on the scope for curial intervention.
As the basis for judicial supervision of administrative
conduct is the need to ensure that an official who is
given, by statute, a certain power, acts within that
power, and conforms to the express and implied conditions
which are imposed upon its exercise, a privative clause
presents a conceptual problem. There is an apparent inconsistency between
a provision defining and limiting power, and a provision
which appears to say that such a limitation may not
be invoked as a ground of challenge to a decision made
in the exercise of such a power.
The approach that has prevailed to date in Australia
has been to treat the problem as one of statutory construction,
and to seek to resolve the inconsistency in that manner.
It was formulated by Dixon J in The
King v Hickman; Ex parte Fox and Clinton [37] , and has since
been followed in many cases, although some aspects remain
to be explored fully.
In brief, the statute in that case was construed
to mean that the decision in question would not be invalidated
on the ground of failure to conform to the limitations
on power or authority, or the manner of its exercise,
contained in the statute, provided that the decision
was a bona fide attempt to exercise the power, that
it related to the subject matter of the legislation,
and that it was reasonably capable of reference to the
power. That
may be regarded as a qualified amplification of the
power.
Legal theory does not require the conclusion
that all forms of restriction upon the capacity of the
judiciary to override executive action on legal grounds
necessary involve a derogation from the rule of law. Subject to any limits on legislative power imposed by the Constitution,
it is for Parliament to define the power and jurisdiction
of administrators and tribunals.
The essential supervisory role of the courts
is to ensure that the recipients of the power or jurisdiction
conform to the terms and legal conditions upon which
it is conferred, and by which it is confined.
But not all courts have that role, and most courts
have a jurisdiction which is created, and may be limited,
by Parliament. To the extent to which a privative clause, properly construed, lawfully
amplifies power or limits jurisdiction, then respect
for the rule of law requires courts to give effect to
that expression of legislative will. Subject to the Constitution, the Parliament,
in the exercise of its legislative power, is not obliged
to maximise the area of potential justiciability of
disputes between citizen and government. In this context, an appeal to the rule of law
may be to its aspirational rather than its formal content. It may be an appropriate use of political rhetoric
to contend that a privative clause is a derogation from
the rule of law, but that is not a substitute for legal
analysis. And the primary focus of legal analysis will be the legislative
competence of the Parliament.
If such competence exists, the rule of law requires
that its exercise be respected by the judiciary.
The two most obvious potential constraints upon
the capacity of the Parliament to enact privative clauses
are s 75(v) of the Constitution, which confers upon
the High Court a jurisdiction that cannot be diminished
by Parliament, and the limitations upon the subject
matters with respect to which the Parliament has power
to enact laws. The
ultimate bounds are set by the limits upon the power
of Parliament itself. This is a point at which the Constitution's assumption of the rule
of law may be significant.
The extent to which it is within the competence
of Parliament to exclude all forms of judicial review
of administrative action remains to be defined.
The complexities of the interplay between legislative
will, executive action, and judicial power will continue
to evolve. The
ultimate principle underlying the role of judicial supervision,
however, is simple.
It was expressed by Lord Denning, in words that
related to the jurisdiction of tribunals:
"If
tribunals were at liberty to exceed their jurisdiction
without any check by the courts, the rule of law would
be at an end" [38] .
Judicial action
The rule of law is not just a principle that,
in a variety of ways, is enforced by courts.
It controls the operation of courts themselves.
Contrary to an assumption popular among some
lawyers, the rule of law does not necessitate an ever-expanding
role for the courts and the legal profession in the
affairs of governments and citizens.
And the rule of law does not mean rule by lawyers. Subject to any constitutional limitations on
their powers, it is for parliaments to decide what controversies
are justiciable, and to create, and, where appropriate,
limit, the facilities for the resolution of justiciable
controversies. Parliaments
regularly expand and contract the subjects of justiciable
controversy. That
is what much law-making entails.
In Australia, the most common form of litigation,
providing a substantial part of the caseload of courts
of general jurisdiction, is the common law action for
damages, framed in the tort of negligence, arising out
of a motor vehicle accident. In New Zealand, there is no such litigation. A scheme of no-fault compensation, dealt with
administratively, has replaced the action at common
law. That was not a derogation from the rule of
law. It was
a change in the law. Whether it was good policy is irrelevant.
The point is that the rule of law does not require
all possible disputes to be justiciable, or all grievances
to be resolved by litigation.
The capacity of the legislature, by altering
the law, to determine what claims are to be resolved
by the litigious process, and to regulate the manner
in which those claims are to be resolved, has a major
practical effect upon the business of the courts.
Issues of funding, and allocation of resources,
may have a powerful effect on policy.
Most Australian courts were themselves created
by a parliament, and their jurisdiction is defined,
and may be altered, by legislation.
The rule of law does not require that the entire
apparatus of the judicial system be brought to bear
upon all disputes, or even upon all disputes about legal
rights and obligations.
It does not require that everyone disgruntled
about a library fine should have a right of appeal to
a court, and, if necessary, ultimately to the High Court. In fact, as a result of legislation enacted
by Parliament, no one has a right of appeal to the High
Court. All appeals require special leave which may
be granted or withheld upon grounds defined by statute. The legislation which thus limits appeals to
the High Court provides an example of Parliament, consistently
with the Constitution, limiting access to the courts.
It is a method of rationing scare judicial resources. When a parliament creates a new area of potential
controversy, as, for example, by enacting laws concerning
privacy, or various forms of discrimination, it may
decide that the appropriate machinery for resolution
of such controversies is administrative, rather than
curial. Town
planning issues, which often involve balancing rights
of private property and the public interest, can be
dealt with politically, or administratively, or judicially. Parliaments have a wide discretion as to the
appropriate method of resolving such issues, and different
Australian jurisdictions provide a variety of solutions.
This is not inconsistent with the rule of law
provided, of course, it conforms to the Constitution.
Theories about the role of judges, and the relationship
between that role and the rule of law, need to take
account of the differences between judges. There are 976 judicial officers in Australia,
and only 7 of them are judges whose decisions are never
the subject of a potential appeal to a higher court
or some other form of judicial review.
The appellate system is a powerful instrument
for ensuring adherence to the principle of legality
by the judiciary. The
possibility of appellate review means that, even in
that small minority of cases where judges might be called
upon to break new legal ground, or in areas where they
are invested with substantial discretion, judges must
conform to a legal discipline by which their powers
are circumscribed.
Only a relatively small number of cases go on
appeal, and all but a few appeals are finally disposed
of by an intermediate appeal court. But the very existence of the appeal system, and of an ultimate
court of appeal, is a powerful influence for judicial
conformity to law.
Within an ultimate court of appeal, collegiate
pressures, decision-making by majority, the techniques
by which legal development must be explained and justified,
and the capacity of Parliament to reverse the effect
of a decision, are all factors which inhibit deviancy.
Even when such courts bring down what is regarded
as a radical decision, the process of reasoning by which
the decision is justified is likely to be one that would
be regarded in most other disciplines as conservative. The decision may be explained as based upon well entrenched values
in the common law, and precedents that are swept aside
may be characterised as departures from the purity of
previously established principle.
Substantial changes in the common law are often
accompanied by elaborate deference to precedent and
settled principle.
The best evidence of what judges themselves regard
as legitimacy is to be found in the techniques by which
they justify their decisions.
It is unfortunate that the process by which judges,
usually judges of courts of appeal, develop and refine
the common law, is often described as "making law"
in a manner that implies that the process is legislative. The judicial method is, or ought to be, different
from the legislative method [39] . In Breen
v Williams [40] , Gaudron and McHugh JJ said:
"Advances
in the common law must begin from a baseline of accepted
principle and proceed by conventional methods of legal
reasoning. Judges
have no authority to invent legal doctrine that distorts
or does not extend or modify accepted legal rules and
principles."
Of course, individual judges, perhaps because
of differences in legal philosophy, or personal temperament,
may be more or less "activist", or more or
less "conservative", in their approach to
such matters as the weight to be given to precedent,
the importance of legal certainty and predictability,
or the proper relationship between the courts and parliaments
in an area of legal change.
But in truth, for all the excitement that erupts
occasionally about activism, the capacity for judicial creativity is, by comparison with other
forms of human inventiveness, limited.
Sir Owen Dixon, in a letter to Justice Frankfurter,
expressed his disapproval of judicial adventurers by
saying that a judge:
"ought
to appear to believe that he has some external guidance
even if in his ignorance he regards it as untrue.
In the Darwinian process of adaptation to environment
such a bird as the honey-sucker ought not consciously
to enlarge its bill by stretching it even if reaching
for the honey causes it to do so.
In any case law-making ought not to be regarded
as honey [41] ."
The ultimate limitation on the power of judges
is the same as that on the power of Parliament:
the Constitution. Covering clause 5 provides that the Constitution,
and all laws made by the Parliament of the Commonwealth
under the Constitution, shall be binding "on the
courts, judges, and people of every State and of every
part of the Commonwealth." This expresses what is otherwise necessarily implied. The principle that courts are bound by the
Constitution, and all other laws, defines the relationship
between judges and the other arms of government, and
between judges and the community.
Dicey contrasted the rule of law with discretionary
power [42] . Much of the power exercised by courts, whether
given by statute or common law, involves discretionary
decision-making. Discretion
implies choice between legally available alternatives.
The law limits the judge's area of choice. From the point of view of a litigant, the rule of law suggests that
the outcome of the litigation should depend as little
as reasonably possible upon the identity of the judge
who hears the case. It also suggests that Parliament, in enacting
law, and appellate courts, in developing the common
law, should pay attention to the importance of establishing
principles of general application rather than widening
the scope for ad hoc discretionary judgment. The concept of laws as rules of general application,
capable of being known in advance by citizens who may
exercise choice, and order their affairs, accordingly,
is part of the idea of the rule of law.
The common law judicial method, whether applied
by trial judges, judges of intermediate appeal courts,
or judges of courts of final resort, is a method of
legalism. Justice
Ginsburg, in her paper in this series [43] , referred to the
"decision-making mores to which legions of federal
judges adhere: restraint,
economy, prudence, respect for other agencies of decision
… reasoned judgment, and, above all, fidelity to the
law." I
see those observations as related to a point made by
Professor Troper in his paper [44] . He pointed out that the power and influence
of a supreme court is greater, the more its behaviour
is constrained by past decisions.
The point is valid, and extends to the other
constraints mentioned by Justice Ginsburg. Furthermore, it applies to the entire judiciary.
For the judicial arm of government, restraint
and discipline are sources of strength, not weakness.
The importance of the rule of law lies partly
in the power it denies to people and to governments,
and in the discipline to which it subjects all authority. That denial, and that discipline, are conditions
of the exercise of power, which in a democracy, comes
from the community which all government serves.
Judicial prestige and authority are at their
greatest when the judiciary is seen by the community,
and the other branches of government, to conform to
the discipline of the law which it administers. The rule of law is not enforced by an army. It depends upon public confidence in lawfully
constituted authority.
The judiciary claims the ultimate capacity to
decide what the law is. Public confidence demands that the rule of
law be respected, above all, by the judiciary.